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Wells Fargo Companymn (WFC) SEC Filing 8-K Material Event for the period ending Wednesday, February 20, 2019

Wells Fargo Company

CIK: 72971 Ticker: WFC

 

 

UNITED STATES

 

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (date of earliest event reported): February 20, 2019

 

WELLS FARGO & COMPANY

(Exact name of registrant as specified in its charter)

 

Delaware 001-2979 No. 41-0449260
(State or other jurisdiction (Commission File (IRS Employer
of incorporation) Number) Identification No.)

 

420 Montgomery Street, San Francisco, California 94104

(Address of principal executive offices) (Zip Code)

 

Registrant's telephone number, including area code: 1-866-249-3302

 

Not applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

   
 

 

Item 9.01.Financial Statements and Exhibits

 

Exhibits are filed herewith in connection with the Registration Statement on Form S-3 (File No. 333-221324) filed by Wells Fargo & Company with the Securities and Exchange Commission.

 

On February 20, 2019, Wells Fargo & Company issued the following Medium-Term Notes, Series S: Principal at Risk Securities Linked to the S&P 500® Index (the “Notes”).

 

The purpose of this Current Report is to file with the Securities and Exchange Commission the form of Note related to such issuance and the opinion of Faegre Baker Daniels LLP regarding the Notes.

 

(d)       Exhibits

 

Exhibit No. Description Location
     
4.1

Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the S&P 500® Index. 

Filed herewith
     
5.1

Opinion of Faegre Baker Daniels LLP regarding the Notes. 

Filed herewith
     
23.1

Consent of Faegre Baker Daniels LLP.

Included as part of
Exhibit 5.1

 

 

 2 
 

 

SIGNATURE

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  WELLS FARGO & COMPANY
   
   
DATED: February 20, 2019 /s/ Le Roy Davis  
  Le Roy Davis
  Senior Vice President and Assistant Treasurer

 

 

 

   

 

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Wells Fargo Company provided additional information to their SEC Filing as exhibits

Ticker: WFC
CIK: 72971
Form Type: 8-K Corporate News
Accession Number: 0001387131-19-001357
Submitted to the SEC: Wed Feb 20 2019 3:09:55 PM EST
Accepted by the SEC: Wed Feb 20 2019
Period: Wednesday, February 20, 2019
Industry: National Commercial Banks
Events:
  1. Financial Exhibit

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