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Ubs Group Ag (UBS) SEC Filing 6-K Foreign Issuer Report for the period ending Thursday, March 31, 2022

Ubs Group Ag

CIK: 1610520 Ticker: UBS
 
 
 
 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
_________________
 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE
 
ISSUER
 
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
 
Date: April 29, 2022
 
UBS Group AG
Commission File Number: 1-36764
 
 
UBS AG
 
Commission File Number: 1-15060
 
 
(Registrants’
 
Names)
 
 
Bahnhofstrasse 45, Zurich, Switzerland and
Aeschenvorstadt 1, Basel, Switzerland
(Address of principal executive offices)
 
 
Indicate by check mark whether the registrants file or will file annual
 
reports under cover of
Form 20-F or Form 40-F.
 
 
Form 20-F
 
 
Form 40-F
 
 
 
 
 
UBS AG produces regular annual and quarterly reports, which are submitted to the SEC under
Forms
 
20-F
 
and
 
6-K,
 
respectively.
 
These
 
reports
 
are
 
prepared
 
in
 
accordance
 
with
 
International
Financial
 
Reporting
 
Standards
 
(IFRS).
 
SEC
 
regulations
 
require
 
certain
 
additional
 
disclosures
 
to
 
be
included
 
in
 
registration
 
statements
 
relating
 
to
 
offerings
 
of
 
securities.
 
Certain
 
of
 
these
 
additional
disclosures follow herein,
 
and should
 
be read
 
in conjunction with
 
the annual
 
report on
 
Form 20-F
 
for
the year ended
 
31 December 2021 of
 
UBS Group AG and
 
UBS AG, filed with
 
the SEC on March
 
07,
2022, as
 
well as
 
UBS AG's first
 
quarter 2022 report,
 
submitted to the
 
SEC on Form
 
6-K on
 
April 29,
2022.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Capitalization of UBS AG
 
The
 
following table
 
presents
 
the
 
consolidated
 
capitalization
 
of
 
UBS AG
 
in accordance
 
with International
Financial Reporting Standards (IFRS) in US dollars,
 
the presentation currency of
 
UBS AG.
 
As of
USD million
31.3.22
31.12.21
Debt:
Short-term debt issued
1
 
70,621
 
79,444
Long-term debt issued
2
 
133,382
 
134,083
Total debt issued
 
204,003
 
213,527
of which: Funding from UBS Group AG
 
59,569
 
59,635
Equity attributable to UBS AG shareholders
 
57,962
 
58,102
Equity attributable to non-controlling interests
 
356
 
340
Total capitalization
 
262,322
 
271,969
1 Short-term debt issued is composed of debt issued (reflected on the balance sheet lines Debt issued measured at amortized
 
cost and Debt issued designated at fair value) by UBS AG and its
subsidiaries and Funding from UBS
 
Group AG (measured at
 
amortized cost and designated at
 
fair value) with a
 
remaining contractual maturity of
 
less than one year without
 
considering any
early redemption features.
 
2 Long-term debt issued is composed of debt
 
issued (reflected on the balance sheet lines
 
Debt issued measured at amortized cost
 
and Debt issued designated at
fair value) by UBS AG and its subsidiaries and Funding
 
from UBS Group AG (measured at amortized cost and designated
 
at fair value) with a remaining contractual
 
maturity of more than one
year without considering any early redemption features.
 
 
 
This Form 6-K is hereby incorporated
 
by reference into (1) each of
 
the registration statements of UBS
AG
 
on
 
Form
 
F-3
 
(Registration
 
Numbers
 
333-253432
 
and
 
333-263376),
 
and
 
of
 
UBS
 
Group
 
AG
 
on
Form
 
S-8
 
(Registration
 
Numbers
 
333-200634;
 
333-200635;
 
333-200641;
 
333-200665;
 
333-215254;
333-215255; 333-228653; 333-230312;
 
and 333-249143), and
 
into each prospectus
 
outstanding under
any of the
 
foregoing registration statements, (2) any
 
outstanding offering circular or
 
similar document
issued or
 
authorized by
 
UBS AG
 
that incorporates
 
by reference
 
any Forms
 
6-K of
 
UBS AG
 
that are
incorporated
 
into
 
its
 
registration
 
statements
 
filed
 
with
 
the
 
SEC,
 
and
 
(3)
 
the
 
base
 
prospectus
 
of
Corporate
 
Asset
 
Backed
 
Corporation
 
(“CABCO”)
 
dated
 
June
 
23,
 
2004
 
(Registration
 
Number
 
333-
111572),
 
the Form 8-K of
 
CABCO filed and dated
 
June 23, 2004 (SEC
 
File Number 001-13444), and
the
 
Prospectus Supplements
 
relating
 
to
 
the
 
CABCO Series
 
2004-101
 
Trust
 
dated May
 
10,
 
2004
 
and
May 17, 2004 (Registration Number 033-91744 and 033-91744-05).
 
 
 
 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the
 
registrants have duly
caused this report to be signed on their behalf by the undersigned, thereunto
 
duly authorized.
 
 
 
 
 
UBS Group AG
 
 
 
By: _/s/ David Kelly _____________
Name:
 
David Kelly
Title:
 
Managing Director
 
 
 
 
By: _/s/ Ella Campi ______________
Name:
 
Ella Campi
 
Title:
 
Executive Director
 
 
 
UBS AG
 
 
 
By: _/s/ David Kelly _____________
Name:
 
David Kelly
Title:
 
Managing Director
 
 
 
 
By: _/s/ Ella Campi ______________
Name:
 
Ella Campi
 
Title:
 
Executive Director
 
 
 
 
 
 
 
 
 
 
 
Date:
 
April 29, 2022
 
 
 
 

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Ticker: UBS
CIK: 1610520
Form Type: 6-K Foreign Issuer Report
Accession Number: 0001610520-22-000053
Submitted to the SEC: Fri Apr 29 2022 6:29:47 AM EST
Accepted by the SEC: Fri Apr 29 2022
Period: Thursday, March 31, 2022
Industry: National Commercial Banks

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