ubsgroupag.ci.info6k

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_________________

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER

THE SECURITIES EXCHANGE ACT OF 1934

Date: October 25, 2022

UBS Group AG

Commission File Number: 1-36764

UBS AG

Commission File Number: 1-15060

(Registrants' Names)

Bahnhofstrasse 45, Zurich, Switzerland, and

Aeschenvorstadt 1, Basel, Switzerland

(Address of principal executive offices)

Indicate by check mark whether the registrants file or will file annual reports under cover of Form 20‑F or Form 40-F.

Form 20-F x Form 40-F o

This Form 6-K consists of the UBS Group AG consolidated capital instruments and TLAC-eligible senior unsecured debt information for the third quarter of 2022, published today by the registrants, which appears immediately following this page.

UBS Group AG consolidated capital instruments and TLAC-eligible senior unsecured debt

Third quarter of 2022

This document provides information about the treatment of capital instruments and other instruments contributing to the total loss-absorbing capacity (TLAC) of UBS Group AG consolidated under the Swiss systemically relevant bank (SRB) framework as of 30 September 2022.

Information about the Swiss SRB capital framework and on Swiss SRB going and gone concern requirements is provided in the “Capital, liquidity and funding, and balance sheet” section of our Annual Report 2021, which is available under “Annual reporting” at ubs.com/investors.

UBS Group AG consolidated capital instruments and TLAC-eligible senior unsecured debt

Capital instruments and TLAC-eligible senior unsecured debt as of 30 September 2022¹
USD m, except where indicated					Swiss SRB
					Going concern	Gone concern²
No.	Issuer	ISIN	Issue date	Outstanding amount as of 30.9.22 (m)	Amount recognized in regulatory capital as of 30.9.22	Amount eligible for the gone concern requirement as of 30.9.22	Maturity date	First optional call date
Additional tier 1 capital
1	UBS Group AG	CH0286864027	7.8.15	USD 1,575	1,488		Perpetual	7.8.25
2	UBS Group AG, Switzerland, or employing subsidiaries³		31.12.17	USD 312	312		Perpetual	1.3.23
3	UBS Group AG	CH0400441280	31.1.18	USD 2,000	1,989		Perpetual	31.1.23
4	UBS Group AG	CH0447353704	28.11.18	SGD 700	491		Perpetual	28.11.23
5	UBS Group AG, Switzerland, or employing subsidiaries³		31.12.18	USD 341	341		Perpetual	1.3.24
6	UBS Group AG	144A: US90352JAF03 RegS: USH4209UAT37	31.1.19	USD 2,500	2,439		Perpetual	31.1.24
7	UBS Group AG	CH0488506673	27.8.19	AUD 700	420		Perpetual	27.8.24
8	UBS Group AG	CH0495570928	4.9.19	SGD 750	507		Perpetual	4.9.24
9	UBS Group AG	CH0506668869	13.11.19	CHF 275	252		Perpetual	13.11.25
10	UBS Group AG, Switzerland, or employing subsidiaries³		21.2.20	USD 278	278		Perpetual	1.3.25
11	UBS Group AG	CH0558521263	29.7.20	USD 750	652		Perpetual	29.7.26
12	UBS Group AG	144A: US902613AD01 RegS: USH42097CB19	10.2.21	USD 1,500	1,210		Perpetual	10.2.31
13	UBS Group AG, Switzerland, or employing subsidiaries³		21.2.21	USD 390	390		Perpetual	1.3.26
14	UBS Group AG	144A: US902613AG32 RegS: USH42097CL90	2.6.21	USD 750	665		Perpetual	2.6.26
15	UBS Group AG	144A: US902613AJ70 RegS: USH42097CS44	12.1.22	USD 1,500	1,351		Perpetual	12.2.27
16	UBS Group AG	CH1160680174	16.2.22	CHF 265	267		Perpetual	16.2.27
17	UBS Group AG, Switzerland, or employing subsidiaries³		18.2.22	USD 452	452		Perpetual	1.3.27
Total high-trigger loss-absorbing additional tier 1 capital					13,504
1	UBS Group AG	CH0271428333	19.2.15	USD 1,250	1,190		Perpetual	19.2.25
Total low-trigger loss-absorbing additional tier 1 capital⁴					1,190
Total additional tier 1 capital					14,695

Tier 2 capital
1	UBS AG	CH0244100266	15.5.14	USD 2,500		2,427	15.5.24
Total low-trigger loss-absorbing tier 2 capital						2,427
1	UBS AG, Stamford branch	US870836AC77	21.7.95	USD 251		253	15.7.25
2	UBS AG, Jersey branch	XS0062270581	18.12.95	GBP 61		69	18.12.25
3	UBS AG, Stamford branch	US870845AC84	3.9.96	USD 218		210	1.9.26
Total non-Basel III-compliant tier 2 capital⁵						531
Total tier 2 capital						2,959

UBS Group AG consolidated capital instruments and TLAC-eligible senior unsecured debt

Capital instruments and TLAC-eligible senior unsecured debt as of 30 September 2022¹
USD m, except where indicated					Swiss SRB
					Going concern	Gone concern²
No.	Issuer	ISIN	Issue date	Outstanding amount as of 30.9.22 (m)	Amount recognized in regulatory capital as of 30.9.22	Amount eligible for the gone concern requirement as of 30.9.22	Maturity date	First optional call date
TLAC-eligible senior unsecured debt
1	UBS Group AG	144A: US90351DAB38 RegS: USG91703AB73	24.9.15	USD 2,500		2,358	24.9.25
2	UBS Group AG	CH0302790123	16.11.15	EUR 1,250			16.11.22
3	UBS Group AG	CH0310451858	22.2.16	CHF 150		144	23.2.26
4	UBS Group AG	CH0314209351	4.3.16	EUR 750		712	4.3.24
5	UBS Group AG	144A: US90351DAF42 RegS: USG91703AK72	5.4.16	USD 2,000		1,844	15.4.26
6	UBS Group AG	CH0336602930	1.9.16	EUR 1,250		1,111	1.9.26	1.6.26
7	UBS Group AG	CH0341440334	30.11.16	EUR 1,250		1,194	30.11.24	30.11.23
8	UBS Group AG	144A: US90352JAC71 RegS: USH4209UAC02	23.3.17	USD 2,000		1,880	23.3.28	23.3.27
9	UBS Group AG	CH0365501516	18.5.17	CHF 400		394	18.5.24	18.5.23
10	UBS Group AG	CH0409606354	17.4.18	EUR 1,750		1,659	17.4.25	17.4.24
11	UBS Group AG	CH0445624999	9.11.18	JPY 20,000		138	9.11.28	9.11.27
12	UBS Group AG	CH0445624981	9.11.18	JPY 130,000		898	8.11.24	8.11.23
13	UBS Group AG	CH0459297435	30.1.19	CHF 400		393	30.1.25	30.1.24
14	UBS Group AG	144A: US902613AA61 RegS: USH42097AZ05	13.8.19	USD 1,500		1,298	13.8.30	13.8.29
15	UBS Group AG	CH0506668844	4.11.19	USD 156.0⁶		112⁷	4.11.49	4.11.22
16	UBS Group AG	CH0520042489	29.1.20	EUR 1,500		1,368	29.1.26	29.1.25
17	UBS Group AG	CH0521617321	4.3.20	USD 131.4⁶		95⁷	4.3.50	4.3.25
18	UBS Group AG	CH0535271214	14.4.20	USD 220.3⁶		135⁷	14.4.50	14.4.25
19	UBS Group AG	CH0547243250	22.5.20	USD 108.4⁶		63⁷	22.5.50	22.5.25
20	UBS Group AG	CH0543827189	27.5.20	USD 542.0⁶		321⁷	27.5.50	27.5.25
21	UBS Group AG	144A: US902613AB45 RegS: USH42097BS52	30.7.20	USD 1,300		1,174	30.7.24	30.7.23
22	UBS Group AG	144A: US902613AC28 RegS: USH42097BT36	30.7.20	USD 1,300		1,150	30.1.27	30.1.26
23	UBS Group AG	CH0558521271	18.8.20	AUD 37.9⁶		15⁷	18.8.35	18.8.30
24	UBS Group AG	CH0561923860	22.9.20	USD 58.2⁶		35⁷	22.9.50	22.9.23
25	UBS Group AG	CH0576402181	5.11.20	EUR 1,500		1,232	5.11.28	5.11.27
26	UBS Group AG	CH0579132942	24.11.20	USD 40		30⁷	24.11.35	24.11.23
27	UBS Group AG	CH0581183594	3.12.20	AUD 45		20⁷	3.12.35	3.12.23
28	UBS Group AG	CH0587372951	12.1.21	USD 104.7⁶		68⁷	12.1.51	12.1.26
29	UBS Group AG	CH0588488863	29.1.21	USD 345.6⁶		232⁷	29.1.51	29.1.26
30	UBS Group AG	144A: US902613AE83 RegS: USH42097CC91	11.2.21	USD 2,000		1,619	11.2.32	11.2.31
31	UBS Group AG	CH0595205524	24.2.21	EUR 1,000		821	24.2.28
32	UBS Group AG	CH0595205532	24.2.21	EUR 1,250		886	24.2.33
33	UBS Group AG	CH0598928718	24.2.21	CHF 360		318	24.8.29	24.8.28

UBS Group AG consolidated capital instruments and TLAC-eligible senior unsecured debt

Capital instruments and TLAC-eligible senior unsecured debt as of 30 September 2022¹
USD m, except where indicated					Swiss SRB
					Going concern	Gone concern²
No.	Issuer	ISIN	Issue date	Outstanding amount as of 30.9.22 (m)	Amount recognized in regulatory capital as of 30.9.22	Amount eligible for the gone concern requirement as of 30.9.22	Maturity date	First optional call date
34	UBS Group AG	US902613AF58	25.2.21	USD 25		19⁷	25.2.36	25.2.24
35	UBS Group AG	CH0595205490	26.2.21	USD 178.2⁶		125⁷	26.2.51	26.2.26
36	UBS Group AG	CH0595205508	26.2.21	AUD 94.3⁶		41⁷	26.2.51	26.2.26
37	UBS Group AG	CH0598928734	4.3.21	USD 40		31⁷	4.3.36	4.3.24
38	UBS Group AG	CH1112455774	26.5.21	USD 277.6⁶		207⁷	26.5.51	26.5.26
39	UBS Group AG	144A: US902613AH15 RegS: USH42097CM73	10.8.21	USD 2,000		1,760	10.8.27	10.8.26
40	UBS Group AG	CH1142231682	3.11.21	EUR 1,250		1,116	3.11.26	3.11.25
41	UBS Group AG	CH1142231690	3.11.21	EUR 1,250		946	3.11.31
42	UBS Group AG	CH1142231708	3.11.21	GBP 400		355	3.11.29	3.11.28
43	UBS Group AG	CH1145096165	9.11.21	CHF 440		440	9.11.28	9.11.27
44	UBS Group AG	144A: US902613AK44 RegS: USH42097CT27	11.1.22	USD 1,500		1,235	11.2.33	11.2.32
45	UBS Group AG	144A: US902613AL27 RegS: USH42097CU99	11.1.22	USD 1,500		1,125	11.2.43	11.2.42
46	UBS Group AG	CH1168499791	21.3.22	EUR 1,500		1,459	21.3.25	21.3.24
47	UBS Group AG	CH1175016083	25.3.22	AUD 35.8⁶		19⁷	25.3.32	25.3.25
48	UBS Group AG	CH1167887269	29.3.22	USD 81.6⁶		56⁷	29.3.47	29.3.27
49	UBS Group AG	144A: US902613AM00 RegS: USH42097CZ86	12.5.22	USD 1,200		1,154	12.5.26	12.5.25
50	UBS Group AG	144A: US902613AN82 RegS: USH42097DA27	12.5.22	USD 600		593	12.5.26	12.5.25
51	UBS Group AG	144A: US902613AP31 RegS: USH42097DB00	12.5.22	USD 1,200		1,151	12.5.28	12.5.27
52	UBS Group AG	CH1182086871	16.5.22	EUR 45		38⁷	16.5.37	16.5.27
53	UBS Group AG	CH1187520452	18.5.22	AUD 56.2⁶		31⁷	18.5.37	18.5.25
54	UBS Group AG	CH1194000340	15.6.22	EUR 1,000		933	15.6.27	15.6.26
55	UBS Group AG	CH1194000357	15.6.22	EUR 1,000		903	15.6.30	15.6.29
56	UBS Group AG	CH1195555425	22.6.22	EUR 25		21⁷	22.6.42	22.6.29
57	UBS Group AG	144A: US902613AR96 RegS: USH42097DJ36	5.8.22	USD 1,750		1,685	5.8.25	5.8.24
58	UBS Group AG	144A: US902613AS79 RegS: USH42097DK09	5.8.22	USD 1,750		1,663	5.8.27	5.8.26
59	UBS Group AG	144A: US902613AT52 RegS: USH42097DL81	5.8.22	USD 1,500		1,358	5.8.33	5.8.32
60	UBS Group AG	CH1204175116	16.8.22	EUR 98.4⁶		23⁷	16.8.52	16.8.32
61	UBS Group AG	CH1210198151	8.9.22	EUR 37		31⁷	8.9.42	8.9.32
62	UBS Group AG	CH1212189141	15.9.22	EUR 120		105⁷	15.9.37	15.9.34
63	UBS Group AG	CH1213243889	21.9.22	EUR 30		27⁷	21.9.32	21.9.27
64	UBS Group AG	CH1213243905	28.9.22	JPY 10,000		61⁷	28.9.42
Total TLAC-eligible senior unsecured debt						42,426
1 Refer to “Capital and total loss-absorbing capacity instruments” under “Bondholder information” at ubs.com/investors for more information about the key features and the terms and conditions of the capital instruments included in the table above. Instruments are listed according to their issuance date. 2 Instruments available to meet gone concern requirements remain eligible until one year before maturity. 3 Relates to Deferred Contingent Capital Plan (DCCP) awards. 4 An outstanding low-trigger loss-absorbing additional tier 1 (AT1) capital instrument is available under the Swiss SRB framework to meet the going concern requirements until its first call date. As of the first call date, this instrument is eligible to meet the gone concern requirements. 5 Non-Basel III-compliant tier 2 capital instruments qualify as gone concern instruments. 6 Information corresponds to the amortized face amount as of 30 September 2022 and therefore includes the applicable accrual yield, with the numbers being rounded to one decimal. 7 The eligible amounts presented are adjusted for own-credit-related gains / losses.

UBS Group AG consolidated capital instruments and TLAC-eligible senior unsecured debt

Cautionary Statement | This report and the information contained herein are provided solely for information purposes, and are not to be construed as solicitation of an offer to buy or sell any securities or other financial instruments in Switzerland, the United States or any other jurisdiction. No investment decision relating to securities of or relating to UBS Group AG, UBS AG or their affiliates should be made on the basis of this report. Refer to UBS’s most recent Annual Report on Form 20-F, quarterly reports and other information furnished to or filed with the US Securities and Exchange Commission on Form 6-K, available at ubs.com/investors, for additional information.

Rounding | Numbers presented throughout this report may not add up precisely to the totals provided in the tables and text. Percentages and percent changes disclosed in text and tables are calculated on the basis of unrounded figures. Absolute changes between reporting periods disclosed in the text, which can be derived from numbers presented in related tables, are calculated on a rounded basis.

Tables | Within tables, blank fields generally indicate non-applicability or that presentation of any content would not be meaningful, or that information is not available as of the relevant date or for the relevant period. Zero values generally indicate that the respective figure is zero on an actual or rounded basis. Values that are zero on a rounded basis can be either negative or positive on an actual basis.

UBS Group AG consolidated capital instruments and TLAC-eligible senior unsecured debt

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned, thereunto duly authorized.

UBS Group AG

By: _/s/ David Kelly_____________

Name: David Kelly

Title: Managing Director

By: _/s/ Ella Campi______________

Name: Ella Campi

Title: Executive Director

UBS AG

By: _/s/ David Kelly_____________

Name: David Kelly

Title: Managing Director

By: _/s/ Ella Campi______________

Name: Ella Campi

Title: Executive Director

Date: October 25, 2022