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Jakks Pacific Inc (JAKK) SEC Filing 8-K Material Event for the period ending Thursday, November 18, 2021

Jakks Pacific Inc

CIK: 1009829 Ticker: JAKK


UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of

The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 18, 2021

 

JAKKS PACIFIC, INC.

(Exact name of registrant as specified in its charter)

 

Delaware 

0-28104

95-4527222

(State or other jurisdiction
of incorporation)

(Commission

File Number)

(IRS Employer
Identification No.)

 

2951 28th Street, Santa Monica, California

90405

(Address of principal executive offices)

(Zip Code)

 

Registrant’s telephone number, including area code: (424) 268-9444

 

Securities registered or to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

Trading Symbol

Name of each exchange on which registered

Common Stock, $.001 par value

JAKK

NASDAQ Global Select Market

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ 

 

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

Utilizing “Notice and Access” procedures we mailed a Notice of the Meeting on or about October 18, 2021 to our stockholders of record as of September 28, 2021 in connection with our Annual Meeting of Stockholders, which was held virtually (online) on November 18, 2021. At the Meeting, the stockholders voted on four matters as follows: (i) election of two Class I Directors, and both of the nominees (Berman, Xiaoqiang) were elected, (ii) the adoption of an amendment to our 2002 Stock Award and Incentive Plan, which was approved, (iii) the ratification of our auditors, which was approved, and (iv) an advisory vote concerning compensation of our named executive officers, which was approved.

 

The first matter was the election of the Class I members of the Board of Directors. All of the nominees received a majority of the votes cast and were elected and the tabulation of the votes (both in person and by proxy) was as follows:

 

Nominees for Directors

 

For

   

Withheld

 

Stephen G. Berman

  3,767,615     30,058  

Zhao Xiaoqiang

  3,749,153     48,520  

 

There were 2,605,494 broker held non-voted shares represented at the Meeting with respect to this matter.

 

The second matter upon which the stockholders voted was the proposal to approve an amendment to our 2002 Stock Award and Incentive Plan. The tabulation of the votes (both in person and by proxy) was as follows:

 

For

 

Against

 

Abstentions

2,432,127   1,361,705   3,841

 

There were 2,605,494 broker held non-voted shares represented at the Meeting with respect to this matter.

 

The third matter upon which the stockholders voted was the proposal to ratify the appointment by the Board of Directors of BDO USA, LLP, as our independent certified public accountants for 2021, which matter was approved. The tabulation of the votes (both in person and by proxy) was as follows:

 

For

 

Against

 

Abstentions

6,389,996   6,754   6,417

 

There were no broker held non-voted shares represented at the Meeting with respect to this matter.

 

The fourth matter upon which the stockholders voted was an advisory vote to approve the compensation of our named executive officers, which matter was approved. The tabulation of the votes (both in person and by proxy) was as follows:

 

For

 

Against

 

Abstentions

2,512,364   1,282,252   3,057

 

There were 2,605,494 broker held non-voted shares represented at the Meeting with respect to this matter.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

JAKKS PACIFIC, INC.

 

Dated: November 24, 2021

     
       
 

By:

/s/ JOHN KIMBLE

 
   

John Kimble, CFO

 
       

 

 
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Inside this 8-K Corporate News

Ticker: JAKK
CIK: 1009829
Form Type: 8-K Corporate News
Accession Number: 0001185185-21-001752
Submitted to the SEC: Wed Nov 24 2021 5:00:17 PM EST
Accepted by the SEC: Wed Nov 24 2021
Period: Thursday, November 18, 2021
Industry: Games Toys And Childrens Vehicles No Dolls And Bicycles
Events:
  1. Vote of Security Holders

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