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Capitol Federal Financial, Inc. (CFFN) SEC Filing 8-K Material Event for the period ending Friday, January 21, 2022

Capitol Federal Financial, Inc.

CIK: 1490906 Ticker: CFFN

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)
January 21, 2022
CAPITOL FEDERAL FINANCIAL, INC.
(Exact name of Registrant as specified in its Charter)
Maryland001-3481427-2631712
(State or other jurisdiction of incorporation)(Commission File Number)(IRS Employer Identification No.)

700 South Kansas Avenue,TopekaKansas66603
(Address of principal executive offices)(Zip Code)


Registrant's telephone number, including area code
(785) 235-1341
N/A
(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common Stock, par value $0.01 per shareCFFNThe NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨





ITEM 7.01 REGULATION FD DISCLOSURE
On January 21, 2022, Capitol Federal Financial, Inc. (the "Company") issued the press release attached hereto as Exhibit 99 and incorporated herein by reference announcing the availability of the Company's Annual Meeting of Stockholders (the "Annual Meeting") presentation on the Company’s website at 10:00 a.m. central time on January 25, 2022.

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits

Exhibit 99 – Press release announcing availability of Annual Meeting presentation dated January 21, 2022
Exhibit 104 – Cover page interactive data file (embedded within the Inline XBRL document)





SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CAPITOL FEDERAL FINANCIAL, INC.
Date: January 21, 2022By: /s/ Kent G. Townsend
Kent G. Townsend, Executive Vice-President,
Chief Financial Officer, and Treasurer


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Definitive Proxy Statement (Form DEF 14A)
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Capitol Federal Financial, Inc.'s Definitive Proxy Statement (Form DEF 14A) filed after their 2022 10-K Annual Report includes:

  • Voting Procedures
  • Board Members
  • Executive Team
  • Salaries, Bonuses, Perks
  • Peers / Competitors

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Capitol Federal Financial, Inc. provided additional information to their SEC Filing as exhibits

Ticker: CFFN
CIK: 1490906
Form Type: 8-K Corporate News
Accession Number: 0001490906-22-000002
Submitted to the SEC: Fri Jan 21 2022 4:11:56 PM EST
Accepted by the SEC: Fri Jan 21 2022
Period: Friday, January 21, 2022
Industry: Savings Institution Federally Chartered
Events:
  1. Financial Exhibit
  2. Regulated Disclosure

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